Regulatory footprint

RegulatorRelationshipLicense type / IDStatusStatus dateSource
FDICInsurancedeposit insurance / FDIC Cert. 17534InsuredAug 11, 2026Federal Deposit Insurance Corporation, retrieved Aug 11, 2026
OCCCharternational/federal charter / Charter No. 14761ActiveAug 11, 2026Federal Deposit Insurance Corporation, retrieved Aug 11, 2026
OCCSupervisionprimary federal regulatorActiveAug 11, 2026Federal Deposit Insurance Corporation, retrieved Aug 11, 2026

Compliance obligations

BSA/AML

FDIC-insured depository institution subject to the Bank Secrecy Act, 31 U.S.C. 5311 et seq., and its implementing rules for banks at 31 C.F.R. Part 1020.

Source: Federal Deposit Insurance Corporation, retrieved Aug 11, 2026

OFAC sanctions

United States financial institution subject to the economic sanctions programs administered by the Office of Foreign Assets Control, 31 C.F.R. Chapter V.

Source: Federal Deposit Insurance Corporation, retrieved Aug 11, 2026

Fintech partnership program

Public sources document that this institution operates or has operated a banking-as-a-service / fintech partnership program. Program type(s) per the cited sources: payments, deposits. Status: Active (as of Aug 18, 2026).

Fintech partners named in the cited sources: Treasury Prime (platform), Qolo, AvidXchange, Billtrust, Bill.com. Partner lists reflect only what the cited sources name and may be incomplete or historical.

Segment membership is compiled from the cited public sources; it is a statement of public record, not an assessment of any program. All documented fintech partner banks.

Enforcement history

Oct 17, 2005 · OCC · Cease-and-Desist Order

Penalty: $0

Terminated Jun 27, 2007.

The Office of the Comptroller of the Currency issued a cease-and-desist order regarding KeyBank National Association, dated 2005-10-17. The action includes a civil money penalty of $0. The action was terminated on 2007-06-27.

Order document ↗

Source: Office of the Comptroller of the Currency, retrieved Aug 11, 2026, snapshot 46f4a4cc7f4d.

Jul 27, 2007 · OCC · Civil Money Penalty

Penalty: $27,750

No termination appears in the source record.

The Office of the Comptroller of the Currency issued a civil money penalty regarding KeyBank National Association, dated 2007-07-27. The action includes a civil money penalty of $27,750. No termination of the action appears in the source record.

Order document ↗

Source: Office of the Comptroller of the Currency, retrieved Aug 11, 2026, snapshot 59b3bcfcd91c.

Jan 15, 2015 · OCC · Civil Money Penalty

Penalty: $5,005

No termination appears in the source record.

The Office of the Comptroller of the Currency issued a civil money penalty regarding KeyBank National Association, dated 2015-01-15. The action includes a civil money penalty of $5,005. No termination of the action appears in the source record.

Order document ↗

Source: Office of the Comptroller of the Currency, retrieved Aug 11, 2026, snapshot efd8d1dc0756.

Compiled from FDIC enforcement decisions and orders, OCC enforcement actions as of Aug 11, 2026.

Filings

No filings captured yet.

Official records portals

Public record status

Record status

Record: 1 item(s) on record.

This reflects public government records only. It is not an assessment of any company's compliance program.

Profile status

Claim statusUnclaimed.
Validation statusNot independently validated.

Sources & corrections

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