Regulatory footprint
| Regulator | Relationship | License type / ID | Status | Status date | Source |
|---|---|---|---|---|---|
| FDIC | Insurance | deposit insurance / FDIC Cert. 3511 | Insured | Aug 11, 2026 | Federal Deposit Insurance Corporation, retrieved Aug 11, 2026 |
| OCC | Charter | national/federal charter / Charter No. 1 | Active | Aug 11, 2026 | Federal Deposit Insurance Corporation, retrieved Aug 11, 2026 |
| OCC | Supervision | primary federal regulator | Active | Aug 11, 2026 | Federal Deposit Insurance Corporation, retrieved Aug 11, 2026 |
Compliance obligations
BSA/AML
FDIC-insured depository institution subject to the Bank Secrecy Act, 31 U.S.C. 5311 et seq., and its implementing rules for banks at 31 C.F.R. Part 1020.
Source: Federal Deposit Insurance Corporation, retrieved Aug 11, 2026
OFAC sanctions
United States financial institution subject to the economic sanctions programs administered by the Office of Foreign Assets Control, 31 C.F.R. Chapter V.
Source: Federal Deposit Insurance Corporation, retrieved Aug 11, 2026
Enforcement history
Penalty: $10,000,000
No termination appears in the source record.
The Office of the Comptroller of the Currency issued a civil money penalty regarding Wells Fargo Bank, National Association, dated 2008-04-24. The action includes a civil money penalty of $10,000,000. No termination of the action appears in the source record.
Source: Office of the Comptroller of the Currency, retrieved Aug 11, 2026, snapshot 43d9f79b6a16.
Penalty: $0
Terminated Mar 20, 2010.
The Office of the Comptroller of the Currency issued a formal agreement regarding Wells Fargo Bank, National Association, dated 2008-04-24. The action includes a civil money penalty of $0. The action was terminated on 2010-03-20.
Source: Office of the Comptroller of the Currency, retrieved Aug 11, 2026, snapshot 43d9f79b6a16.
No termination appears in the source record.
The Federal Deposit Insurance Corporation issued a other action regarding Wells Fargo Bank, National Association, dated 2008-07-18. No termination of the action appears in the source record.
Source: Federal Deposit Insurance Corporation, retrieved Aug 11, 2026, snapshot 307da53793f0.
Penalty: $0
Terminated Mar 20, 2010.
The Office of the Comptroller of the Currency issued a formal agreement regarding Wells Fargo Bank, National Association, dated 2008-12-08. The action includes a civil money penalty of $0. The action was terminated on 2010-03-20.
Source: Office of the Comptroller of the Currency, retrieved Aug 11, 2026, snapshot 43d9f79b6a16.
Penalty: $0
Terminated Nov 19, 2015.
The Office of the Comptroller of the Currency issued a cease-and-desist order regarding Wells Fargo Bank, National Association, dated 2010-03-12. The action includes a civil money penalty of $0. The action was terminated on 2015-11-19.
Source: Office of the Comptroller of the Currency, retrieved Aug 11, 2026, snapshot 5ca5691f4166.
Penalty: $50,000,000
No termination appears in the source record.
The Office of the Comptroller of the Currency issued a civil money penalty regarding Wells Fargo Bank, National Association, dated 2010-03-12. The action includes a civil money penalty of $50,000,000. No termination of the action appears in the source record.
Source: Office of the Comptroller of the Currency, retrieved Aug 11, 2026, snapshot 5ca5691f4166.
Penalty: $0
Terminated May 24, 2016.
The Office of the Comptroller of the Currency issued a cease-and-desist order regarding Wells Fargo Bank, National Association, dated 2011-04-13. The action includes a civil money penalty of $0. The action was terminated on 2016-05-24.
Source: Office of the Comptroller of the Currency, retrieved Aug 11, 2026, snapshot 85c66bbfe2b1.
Penalty: $20,000,000
No termination appears in the source record.
The Office of the Comptroller of the Currency issued a civil money penalty regarding Wells Fargo Bank, National Association, dated 2011-12-08. The action includes a civil money penalty of $20,000,000. No termination of the action appears in the source record.
Source: Office of the Comptroller of the Currency, retrieved Aug 11, 2026, snapshot 85c66bbfe2b1.
Penalty: $0
Terminated Oct 8, 2013.
The Office of the Comptroller of the Currency issued a formal agreement regarding Wells Fargo Bank, National Association, dated 2011-12-08. The action includes a civil money penalty of $0. The action was terminated on 2013-10-08.
Source: Office of the Comptroller of the Currency, retrieved Aug 11, 2026, snapshot 85c66bbfe2b1.
Penalty: $0
Terminated Mar 27, 2019.
The Office of the Comptroller of the Currency issued a formal agreement regarding Wells Fargo Bank, National Association, dated 2012-02-22. The action includes a civil money penalty of $0. The action was terminated on 2019-03-27.
Source: Office of the Comptroller of the Currency, retrieved Aug 11, 2026, snapshot 4e0362a85eb5.
Penalty: $0
Terminated May 24, 2016.
The Office of the Comptroller of the Currency issued a cease-and-desist order regarding Wells Fargo Bank, National Association, dated 2013-02-28. The action includes a civil money penalty of $0. The action was terminated on 2016-05-24.
Source: Office of the Comptroller of the Currency, retrieved Aug 11, 2026, snapshot 8de8624c2826.
Penalty: $0
Terminated Dec 3, 2021.
The Office of the Comptroller of the Currency issued a cease-and-desist order regarding Wells Fargo Bank, National Association, dated 2015-06-03. The action includes a civil money penalty of $0. The action was terminated on 2021-12-03.
Source: Office of the Comptroller of the Currency, retrieved Aug 11, 2026, snapshot efd8d1dc0756.
Penalty: $4,000,000
No termination appears in the source record.
The Office of the Comptroller of the Currency issued a civil money penalty regarding Wells Fargo Bank, National Association, dated 2015-06-03. The action includes a civil money penalty of $4,000,000. No termination of the action appears in the source record.
Source: Office of the Comptroller of the Currency, retrieved Aug 11, 2026, snapshot efd8d1dc0756.
Penalty: $0
Terminated May 24, 2016.
The Office of the Comptroller of the Currency issued a cease-and-desist order regarding Wells Fargo Bank, National Association, dated 2015-06-16. The action includes a civil money penalty of $0. The action was terminated on 2016-05-24.
Source: Office of the Comptroller of the Currency, retrieved Aug 11, 2026, snapshot efd8d1dc0756.
Penalty: $0
Terminated May 29, 2025.
The Office of the Comptroller of the Currency issued a glba agreement regarding Wells Fargo Bank, National Association, dated 2015-09-15. The action includes a civil money penalty of $0. The action was terminated on 2025-05-29.
Source: Office of the Comptroller of the Currency, retrieved Aug 11, 2026, snapshot efd8d1dc0756.
Penalty: $0
Terminated May 29, 2025.
The Office of the Comptroller of the Currency issued a glba agreement regarding Wells Fargo Bank, National Association, dated 2015-09-15. The action includes a civil money penalty of $0. The action was terminated on 2025-05-29.
Source: Office of the Comptroller of the Currency, retrieved Aug 11, 2026, snapshot efd8d1dc0756.
Penalty: $0
Terminated Jan 4, 2021.
The Office of the Comptroller of the Currency issued a cease-and-desist order regarding Wells Fargo Bank, National Association, dated 2015-11-19. The action includes a civil money penalty of $0. The action was terminated on 2021-01-04.
Source: Office of the Comptroller of the Currency, retrieved Aug 11, 2026, snapshot efd8d1dc0756.
Penalty: $0
Terminated Jan 30, 2024.
The Office of the Comptroller of the Currency issued a cease-and-desist order regarding Wells Fargo Bank, National Association, dated 2016-09-06. The action includes a civil money penalty of $0. The action was terminated on 2024-01-30.
Source: Office of the Comptroller of the Currency, retrieved Aug 11, 2026, snapshot 2802818c7a88.
Penalty: $35,000,000
No termination appears in the source record.
The Office of the Comptroller of the Currency issued a civil money penalty regarding Wells Fargo Bank, National Association, dated 2016-09-06. The action includes a civil money penalty of $35,000,000. No termination of the action appears in the source record.
Source: Office of the Comptroller of the Currency, retrieved Aug 11, 2026, snapshot 2802818c7a88.
Penalty: $0
Terminated Jun 18, 2018.
The Office of the Comptroller of the Currency issued a cease-and-desist order regarding Wells Fargo Bank, National Association, dated 2016-09-29. The action includes a civil money penalty of $0. The action was terminated on 2018-06-18.
Source: Office of the Comptroller of the Currency, retrieved Aug 11, 2026, snapshot 2802818c7a88.
Penalty: $20,000,000
No termination appears in the source record.
The Office of the Comptroller of the Currency issued a civil money penalty regarding Wells Fargo Bank, National Association, dated 2016-09-29. The action includes a civil money penalty of $20,000,000. No termination of the action appears in the source record.
Source: Office of the Comptroller of the Currency, retrieved Aug 11, 2026, snapshot 2802818c7a88.
Penalty: $0
Terminated Feb 13, 2025.
The Office of the Comptroller of the Currency issued a cease-and-desist order regarding Wells Fargo Bank, National Association, dated 2018-04-20. The action includes a civil money penalty of $0. The action was terminated on 2025-02-13.
Source: Office of the Comptroller of the Currency, retrieved Aug 11, 2026, snapshot d3eb034b64a2.
Penalty: $500,000,000
No termination appears in the source record.
The Office of the Comptroller of the Currency issued a civil money penalty regarding Wells Fargo Bank, National Association, dated 2018-04-20. The action includes a civil money penalty of $500,000,000. No termination of the action appears in the source record.
Source: Office of the Comptroller of the Currency, retrieved Aug 11, 2026, snapshot d3eb034b64a2.
Penalty: $0
Terminated Mar 17, 2025.
The Office of the Comptroller of the Currency issued a cease-and-desist order regarding Wells Fargo Bank, National Association, dated 2021-09-09. The action includes a civil money penalty of $0. The action was terminated on 2025-03-17.
Source: Office of the Comptroller of the Currency, retrieved Aug 11, 2026, snapshot a66e65d00443.
Penalty: $250,000,000
No termination appears in the source record.
The Office of the Comptroller of the Currency issued a civil money penalty regarding Wells Fargo Bank, National Association, dated 2021-09-09. The action includes a civil money penalty of $250,000,000. No termination of the action appears in the source record.
Source: Office of the Comptroller of the Currency, retrieved Aug 11, 2026, snapshot a66e65d00443.
Penalty: $0
No termination appears in the source record.
The Office of the Comptroller of the Currency issued a formal agreement regarding Wells Fargo Bank, National Association, dated 2024-09-12. The action includes a civil money penalty of $0. No termination of the action appears in the source record.
Source: Office of the Comptroller of the Currency, retrieved Aug 11, 2026, snapshot da30d15525e6.
Compiled from FDIC enforcement decisions and orders, OCC enforcement actions as of Aug 11, 2026.
Filings
No filings captured yet.
Official records portals
- FDIC BankFind record (Cert. 3511)
- Federal Reserve NIC profile (RSSD 451965)
- FFIEC Call Report facsimiles (via NIC profile)
- Search SEC EDGAR filings by institution name
Public record status
Record: 1 item(s) on record.
- enforcement_clear: 10 open action(s)
This reflects public government records only. It is not an assessment of any company's compliance program.
Profile status
Sources & corrections
- Federal Deposit Insurance Corporation, retrieved Aug 11, 2026, snapshot c86c57993cf1
- Office of the Comptroller of the Currency, retrieved Aug 11, 2026, snapshot 43d9f79b6a16
- Federal Deposit Insurance Corporation, retrieved Aug 11, 2026, snapshot 307da53793f0
- Office of the Comptroller of the Currency, retrieved Aug 11, 2026, snapshot 5ca5691f4166
- Office of the Comptroller of the Currency, retrieved Aug 11, 2026, snapshot 85c66bbfe2b1
- Office of the Comptroller of the Currency, retrieved Aug 11, 2026, snapshot 4e0362a85eb5
- Office of the Comptroller of the Currency, retrieved Aug 11, 2026, snapshot 8de8624c2826
- Office of the Comptroller of the Currency, retrieved Aug 11, 2026, snapshot efd8d1dc0756
- Office of the Comptroller of the Currency, retrieved Aug 11, 2026, snapshot 2802818c7a88
- Office of the Comptroller of the Currency, retrieved Aug 11, 2026, snapshot d3eb034b64a2
- Office of the Comptroller of the Currency, retrieved Aug 11, 2026, snapshot a66e65d00443
- Office of the Comptroller of the Currency, retrieved Aug 11, 2026, snapshot da30d15525e6
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