U.S. Bank National Association | Compliance Profile Library

Regulatory footprint

Regulator	Relationship	License type / ID	Status	Status date	Source
FDIC	Insurance	deposit insurance / FDIC Cert. 6548	Insured	Aug 11, 2026	Federal Deposit Insurance Corporation, retrieved Aug 11, 2026
OCC	Charter	national/federal charter / Charter No. 24	Active	Aug 11, 2026	Federal Deposit Insurance Corporation, retrieved Aug 11, 2026
OCC	Supervision	primary federal regulator	Active	Aug 11, 2026	Federal Deposit Insurance Corporation, retrieved Aug 11, 2026

Compliance obligations

BSA/AML

FDIC-insured depository institution subject to the Bank Secrecy Act, 31 U.S.C. 5311 et seq., and its implementing rules for banks at 31 C.F.R. Part 1020.

Source: Federal Deposit Insurance Corporation, retrieved Aug 11, 2026

OFAC sanctions

United States financial institution subject to the economic sanctions programs administered by the Office of Foreign Assets Control, 31 C.F.R. Chapter V.

Source: Federal Deposit Insurance Corporation, retrieved Aug 11, 2026

Enforcement history

Oct 18, 2006 · OCC · Civil Money Penalty

Penalty: $125,000

No termination appears in the source record.

The Office of the Comptroller of the Currency issued a civil money penalty regarding U.S. Bank National Association, dated 2006-10-18. The action includes a civil money penalty of $125,000. No termination of the action appears in the source record.

Order document ↗

Source: Office of the Comptroller of the Currency, retrieved Aug 11, 2026, snapshot 25d91d033a78.

Apr 13, 2011 · OCC · Cease-and-Desist Order

Penalty: $0

Terminated Feb 8, 2016.

The Office of the Comptroller of the Currency issued a cease-and-desist order regarding U.S. Bank National Association, dated 2011-04-13. The action includes a civil money penalty of $0. The action was terminated on 2016-02-08.

Order document ↗

Source: Office of the Comptroller of the Currency, retrieved Aug 11, 2026, snapshot 85c66bbfe2b1.

Feb 28, 2013 · OCC · Cease-and-Desist Order

Penalty: $0

Terminated Feb 8, 2016.

The Office of the Comptroller of the Currency issued a cease-and-desist order regarding U.S. Bank National Association, dated 2013-02-28. The action includes a civil money penalty of $0. The action was terminated on 2016-02-08.

Order document ↗

Source: Office of the Comptroller of the Currency, retrieved Aug 11, 2026, snapshot 8de8624c2826.

Sep 24, 2014 · OCC · Cease-and-Desist Order

Penalty: $0

Terminated Jun 21, 2016.

The Office of the Comptroller of the Currency issued a cease-and-desist order regarding U.S. Bank National Association, dated 2014-09-24. The action includes a civil money penalty of $0. The action was terminated on 2016-06-21.

Order document ↗

Source: Office of the Comptroller of the Currency, retrieved Aug 11, 2026, snapshot 5cc069ac471e.

Sep 24, 2014 · OCC · Civil Money Penalty

Penalty: $4,000,000

No termination appears in the source record.

The Office of the Comptroller of the Currency issued a civil money penalty regarding U.S. Bank National Association, dated 2014-09-24. The action includes a civil money penalty of $4,000,000. No termination of the action appears in the source record.

Order document ↗

Source: Office of the Comptroller of the Currency, retrieved Aug 11, 2026, snapshot 5cc069ac471e.

Jun 16, 2015 · OCC · Cease-and-Desist Order

Penalty: $0

Terminated Feb 8, 2016.

The Office of the Comptroller of the Currency issued a cease-and-desist order regarding U.S. Bank National Association, dated 2015-06-16. The action includes a civil money penalty of $0. The action was terminated on 2016-02-08.

Order document ↗

Source: Office of the Comptroller of the Currency, retrieved Aug 11, 2026, snapshot efd8d1dc0756.

Oct 23, 2015 · OCC · Cease-and-Desist Order

Penalty: $0

Terminated Nov 19, 2018.

The Office of the Comptroller of the Currency issued a cease-and-desist order regarding U.S. Bank National Association, dated 2015-10-23. The action includes a civil money penalty of $0. The action was terminated on 2018-11-19.

Order document ↗

Source: Office of the Comptroller of the Currency, retrieved Aug 11, 2026, snapshot efd8d1dc0756.

Feb 8, 2016 · OCC · Civil Money Penalty

Penalty: $10,000,000

No termination appears in the source record.

The Office of the Comptroller of the Currency issued a civil money penalty regarding U.S. Bank National Association, dated 2016-02-08. The action includes a civil money penalty of $10,000,000. No termination of the action appears in the source record.

Order document ↗

Source: Office of the Comptroller of the Currency, retrieved Aug 11, 2026, snapshot 2802818c7a88.

Apr 25, 2017 · OCC · Civil Money Penalty

Penalty: $15,000,000

No termination appears in the source record.

The Office of the Comptroller of the Currency issued a civil money penalty regarding U.S. Bank National Association, dated 2017-04-25. The action includes a civil money penalty of $15,000,000. No termination of the action appears in the source record.

Order document ↗

Source: Office of the Comptroller of the Currency, retrieved Aug 11, 2026, snapshot 251c67016ae8.

Aug 16, 2017 · OCC · Civil Money Penalty

Penalty: $183,920

No termination appears in the source record.

The Office of the Comptroller of the Currency issued a civil money penalty regarding U.S. Bank National Association, dated 2017-08-16. The action includes a civil money penalty of $183,920. No termination of the action appears in the source record.

Order document ↗

Source: Office of the Comptroller of the Currency, retrieved Aug 11, 2026, snapshot 251c67016ae8.

Feb 15, 2018 · OCC · Civil Money Penalty

Penalty: $75,000,000

No termination appears in the source record.

The Office of the Comptroller of the Currency issued a civil money penalty regarding U.S. Bank National Association, dated 2018-02-15. The action includes a civil money penalty of $75,000,000. No termination of the action appears in the source record.

Order document ↗

Source: Office of the Comptroller of the Currency, retrieved Aug 11, 2026, snapshot d3eb034b64a2.

Dec 19, 2023 · OCC · Civil Money Penalty

Penalty: $15,000,000

No termination appears in the source record.

The Office of the Comptroller of the Currency issued a civil money penalty regarding U.S. Bank National Association, dated 2023-12-19. The action includes a civil money penalty of $15,000,000. No termination of the action appears in the source record.

Order document ↗

Source: Office of the Comptroller of the Currency, retrieved Aug 11, 2026, snapshot a84e7bc26c15.

Compiled from FDIC enforcement decisions and orders, OCC enforcement actions as of Aug 11, 2026.

Filings

No filings captured yet.

Official records portals

Public record status

Record status

Record: 1 item(s) on record.

enforcement_clear: 7 open action(s)

This reflects public government records only. It is not an assessment of any company's compliance program.

Profile status

Claim statusUnclaimed.

Validation statusNot independently validated.

Sources & corrections

Federal Deposit Insurance Corporation, retrieved Aug 11, 2026, snapshot c86c57993cf1
Office of the Comptroller of the Currency, retrieved Aug 11, 2026, snapshot 25d91d033a78
Office of the Comptroller of the Currency, retrieved Aug 11, 2026, snapshot 85c66bbfe2b1
Office of the Comptroller of the Currency, retrieved Aug 11, 2026, snapshot 8de8624c2826
Office of the Comptroller of the Currency, retrieved Aug 11, 2026, snapshot 5cc069ac471e
Office of the Comptroller of the Currency, retrieved Aug 11, 2026, snapshot efd8d1dc0756
Office of the Comptroller of the Currency, retrieved Aug 11, 2026, snapshot 2802818c7a88
Office of the Comptroller of the Currency, retrieved Aug 11, 2026, snapshot 251c67016ae8
Office of the Comptroller of the Currency, retrieved Aug 11, 2026, snapshot d3eb034b64a2
Office of the Comptroller of the Currency, retrieved Aug 11, 2026, snapshot a84e7bc26c15

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