Regulatory footprint

RegulatorRelationshipLicense type / IDStatusStatus dateSource
FDICInsurancedeposit insurance / FDIC Cert. 33653InsuredAug 11, 2026Federal Deposit Insurance Corporation, retrieved Aug 11, 2026
OCCCharternational/federal charter / Charter No. 80028ActiveAug 11, 2026Federal Deposit Insurance Corporation, retrieved Aug 11, 2026
OCCSupervisionprimary federal regulatorActiveAug 11, 2026Federal Deposit Insurance Corporation, retrieved Aug 11, 2026

Compliance obligations

BSA/AML

FDIC-insured depository institution subject to the Bank Secrecy Act, 31 U.S.C. 5311 et seq., and its implementing rules for banks at 31 C.F.R. Part 1020.

Source: Federal Deposit Insurance Corporation, retrieved Aug 11, 2026

OFAC sanctions

United States financial institution subject to the economic sanctions programs administered by the Office of Foreign Assets Control, 31 C.F.R. Chapter V.

Source: Federal Deposit Insurance Corporation, retrieved Aug 11, 2026

Enforcement history

Jan 17, 2002 · OCC · Cease-and-Desist Order

Penalty: $0

Terminated Oct 23, 2003.

The Office of the Comptroller of the Currency issued a cease-and-desist order regarding Bank of China, dated 2002-01-17. The action includes a civil money penalty of $0. The action was terminated on 2003-10-23.

Order document ↗

Source: Office of the Comptroller of the Currency, retrieved Aug 11, 2026, snapshot 87b78bf2ceeb.

Oct 23, 2003 · OCC · Cease-and-Desist Order

Penalty: $0

Terminated Sep 7, 2005.

The Office of the Comptroller of the Currency issued a cease-and-desist order regarding Bank of China, dated 2003-10-23. The action includes a civil money penalty of $0. The action was terminated on 2005-09-07.

Order document ↗

Source: Office of the Comptroller of the Currency, retrieved Aug 11, 2026, snapshot 36ef2ebcac7b.

Sep 7, 2005 · OCC · Cease-and-Desist Order

Penalty: $0

Terminated May 6, 2009.

The Office of the Comptroller of the Currency issued a cease-and-desist order regarding Bank of China, dated 2005-09-07. The action includes a civil money penalty of $0. The action was terminated on 2009-05-06.

Order document ↗

Source: Office of the Comptroller of the Currency, retrieved Aug 11, 2026, snapshot 46f4a4cc7f4d.

Dec 16, 2015 · OCC · Formal Agreement

Penalty: $0

Terminated Apr 24, 2018.

The Office of the Comptroller of the Currency issued a formal agreement regarding Bank of China, dated 2015-12-16. The action includes a civil money penalty of $0. The action was terminated on 2018-04-24.

Order document ↗

Source: Office of the Comptroller of the Currency, retrieved Aug 11, 2026, snapshot efd8d1dc0756.

Apr 24, 2018 · OCC · Cease-and-Desist Order

Penalty: $0

Terminated Jun 21, 2022.

The Office of the Comptroller of the Currency issued a cease-and-desist order regarding Bank of China, dated 2018-04-24. The action includes a civil money penalty of $0. The action was terminated on 2022-06-21.

Order document ↗

Source: Office of the Comptroller of the Currency, retrieved Aug 11, 2026, snapshot d3eb034b64a2.

Apr 24, 2018 · OCC · Civil Money Penalty

Penalty: $12,500,000

No termination appears in the source record.

The Office of the Comptroller of the Currency issued a civil money penalty regarding Bank of China, dated 2018-04-24. The action includes a civil money penalty of $12,500,000. No termination of the action appears in the source record.

Order document ↗

Source: Office of the Comptroller of the Currency, retrieved Aug 11, 2026, snapshot d3eb034b64a2.

Compiled from FDIC enforcement decisions and orders, OCC enforcement actions as of Aug 11, 2026.

Filings

No filings captured yet.

Official records portals

Public record status

Record status

Record: 1 item(s) on record.

This reflects public government records only. It is not an assessment of any company's compliance program.

Profile status

Claim statusUnclaimed.
Validation statusNot independently validated.

Sources & corrections

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